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Sec Filing Dates and Holidays |
Date | Day of the Week | Holiday or Form Due |
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These are the filing due dates for the vast majority of investment company filers that have a
fiscal year-end of December 31. If a filing due-date falls on a weekend or holiday, the filing
is due on the next business day Holidays are marked on this form because no SEC filings are accepted on these dates. |
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| December 31, 1969 | Wed | NSAR-B |
| December 31, 1969 | Wed | NSAR-U |
| December 31, 1969 | Wed | NCSR |
| December 31, 1969 | Wed | NCSR |
| December 31, 1969 | Wed | Late NSAR |
| December 25, 2005 | Sun | Christmas * |
| January 01, 2006 | Sun | N-30D |
| January 01, 2006 | Sun | 24F-2 |
| January 01, 2006 | Sun | N-30D |
| January 01, 2006 | Sun | New Years' Day |
| January 01, 2006 | Sun | N-30D |
| January 01, 2006 | Sun | 24F-2 |
| January 01, 2006 | Sun | N-30D |
| January 16, 2006 | Mon | Martin Luther King Jr. Day |
| February 14, 2006 | Tue | SCHEDULE 13G |
| February 14, 2006 | Tue | 13F |
| February 20, 2006 | Mon | Presidents' Day |
| May 16, 2006 | Tue | 13F |
| May 29, 2006 | Mon | Memorial Day |
| May 31, 2006 | Wed | NT NSAR |
| May 31, 2006 | Wed | NSAR-A |
| July 04, 2006 | Tue | Independence Day * |
| July 31, 2006 | Mon | NT NSAR |
| July 31, 2006 | Mon | NT NCSR |
| August 15, 2006 | Tue | 13F |
| August 31, 2006 | Thu | NT NSAR |
| September 04, 2006 | Mon | Labor Day |
| October 09, 2006 | Mon | Columbus Day |
| October 31, 2006 | Tue | Late NSAR-B or NSAR-U |
| November 11, 2006 | Sat | Veterans Day |
| November 14, 2006 | Tue | 13F |
| November 23, 2006 | Thu | Thanksgiving |
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* Since these holidays fall on Saturday or Sunday we have noted the date for federal workers to have the day off.
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Due Date Rules Below are the SEC rules used to identify domestic and foreign compliance deadlines for all companies. Please note that if the due date falls on a weekend or holiday, the filing is due on the next business day. | Form Name | Form Rules |
| N-30D & NCSR | Due to be printed and mailed 60 days following the end of each half-year by investment companies. The EDGAR filing is due ten days after the actual mailing date. | |
| NT NCSR | Due 15 calendar days following the due date. | |
| Schedule 13G | Due 45 days following the end of the calendar year. | |
| Form 13F | Due 45 days following the end of each fiscal quarter from institutional investment managers. | |
| Form NSAR | ||
| NSAR-B | Due from mutual funds 60 days after the end of the fiscal year. | |
| NSAR-A | Due from mutual funds 60 days after the first half of the fiscal year. | |
| NSAR-U | Due from Unit Investment Trusts 60 days after the end of the fiscal year. | |
| NT NSAR | Due on the business day after the N-SAR due date. | |
| Late NSAR | After filing an NT NSAR, the deadline for the N-SAR is extended 15 calendar days from the due date. | |
| From 24F-2 | Due 90 days following the end of the fiscal year by investment companies. | |